Christopher Giroux is a registered investment advisor at LPL Financial LLC, based in Salina, KS, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1041 S Ohio St., Salina, KS, 67401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is a notary since 2018. He also operates under the DBA BE Wealth for his LPL business and has outside W-2 employment, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Waddell & Reed
Waddell & ReedBroker
United Capital Management of Kansas, INC.
Sterne Agee Asset Management, INC.
Sterne Agee & Leach, INC. Capital Management
SA Stone Wealth Management INC.Broker
Umb Scout Brokerage Services, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.