Amy King is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arvada, CO, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5690 Webster St, Suite 100, Arvada, CO, 80002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy operates her LPL business through 29:11 Financial Planning LLC and a.martin & associates. She also owns W.o.W Women of Wealth LLC, a real estate rental business, and spends minimal time on it, and sells fixed annuities and life insurance, dedicating a few hours per week. Amy spends nearly full-time hours on 29:11 Financial Planning LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cwm, LLC
Cetera Advisor Networks LLCBroker
Tedstrom Wealth Advisors, INC.
LPL Financial LLCBroker
Banc One Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.