Amy King is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arvada, CO, with 11 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5690 Webster St, Suite 100, Arvada, CO, 80002
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy operates her LPL business through 29:11 Financial Planning LLC and a.martin & associates. She also owns W.o.W Women of Wealth LLC, a real estate rental business, and spends minimal time on it, and sells fixed annuities and life insurance, dedicating a few hours per week. Amy spends nearly full-time hours on 29:11 Financial Planning LLC for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cwm, LLC
Cetera Advisor Networks LLCBroker
Tedstrom Wealth Advisors, INC.
LPL Financial LLCBroker
Banc One Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel Valenzuela, CFPLPL Financial LLC
- Brian Whatley, CFPLPL Financial LLC
- Robert Persichitte, CFPDelagify Financial
- Richard Simms, PFSKestra Advisory Services, LLC
- Cassidy Murphy, CFPFiduciary Financial Group, LLC
- Martin Kollmorgen, CFASerenity Alternative Investment Management, LLC