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CFP

Daniel Valenzuela

LPL Financial LLC
41 Years of Experience
Arvada, CO
1 DisclosureBroker
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Daniel Valenzuela is a CFP-designated registered investment advisor at LPL Financial LLC, based in Arvada, CO, with 41 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Arvada, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 1972
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
January 1999 - July 2021 · 22 yrs 6 mos
Waddell & ReedBroker
May 1997 - July 2021 · 24 yrs 2 mos
Pruco Securities CorporationBroker
August 1989 - May 1997 · 7 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
August 1989 - December 1993 · 4 yrs 4 mos
Engler and Budd CompanyBroker
April 1981 - April 1985 · 4 yrs
American Western Securities, INC.Broker
July 1980 - April 1981 · 9 mos
State Registrations13 states
ARAZCACOILNVORSCSDTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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