Timothy Fleming
Timothy Fleming is a CFP-designated registered investment advisor at Fleming Wealth Strategies, LLC, based in Glendale, AZ, with 28 years of industry experience. Their practice areas include Business Owners, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 70 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $2.0M | 1.25% |
| $2.0M - $5.0M | 0.90% |
| $5M+ | 0.60% |
Fees do not include transaction charges or internal management expenses of investments.
Fee Estimator
Location
19420 N. 59th Avenue, Suite B247, Glendale, AZ, 85308
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy is involved in several business activities, including Fleming Wealth Strategies LLC (DBA for LPL business and registered investment advisor), Eatmore Cheesecake LLC (family business overseeing a cycling team), On the Pitch LLC (soccer coaching), and Deer Valley School District (soccer coach). He also sells non-variable insurance, including LTCi, through Fleming Wealth Strategies, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Fleming Wealth Strategies, LLC
LPL Financial LLCBroker
Previous Registrations
Fleming Wealth Strategies, LLC
LPL Financial LLC
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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