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Paul Holman

Wealth Enhancement Advisory Services, LLC
13 Years of Experience
Basking Ridge, NJ
2 DisclosuresBroker
View SEC Summary
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Paul Holman is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Basking Ridge, NJ, with 13 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Basking Ridge, NJ

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2012
Final Disposition
Criminal
June 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul operates his LPL business under the DBA Wealth Enhancement Group. He also provides investment advisory services through Wealth Enhancement Advisory Services LLC, an independent investment advisor firm, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
July 2023 - Present · 3 yrs 3 mos
Wealth Enhancement Brokerage Services, LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
July 2023 - June 2025 · 1 yr 11 mos
First Republic Investment Management, INC.
March 2023 - April 2023 · 1 mo
First Republic Securities Company, LLCBroker
January 2023 - April 2023 · 3 mos
Charles Schwab & CO., INC.Broker
November 2003 - July 2007 · 3 yrs 8 mos
Schwab Capital Markets L.P.Broker
January 1998 - October 2003 · 5 yrs 9 mos
Charles Schwab & CO., INC.Broker
October 1997 - May 1998 · 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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