Nicolas Castaneda
Nicolas Castaneda is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Peoria, AZ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
14100 N 83rd Ave, Peoria, AZ, 85381
Get directionsHistory
Regulatory History (6)
Customer Dispute
January 2014Customer Dispute
June 2009Customer Dispute
October 2008Customer Dispute
July 2008Customer Dispute
September 2002Customer Dispute
February 2001Other Business Activities
Nicolas owns several LLCs (Cas-AZ-NEDA LLC, Cas-NEB-NEDA LLC, Cas-Mizzou-neda LLC, Cas-KC-NEDA LLC, Cas-Balt-neda LLC, and Cas-Harbor-neda LLC) that own rental properties. He dedicates minimal time to each LLC, except for Cas-NEB-NEDA LLC, which requires about 2.5 hours per month.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.