Erich Castillo
Erich Castillo is a ChFC-designated registered investment advisor at Southland Equity Partners, LLC., based in Lexington, KY, with 29 years of industry experience. Erich operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,766 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Southland Equity Partners charges a fee for managing investment portfolios based on a percentage of the total assets under management, billed quarterly in advance. Clients can choose between a breakpoint schedule or a tiered fee schedule, with annual rates not exceeding 2.25%. Asset-based fees are calculated using the market value of assets at the end of the previous quarter.
Location
3620 Walden Drive, Suite 201, Lexington, KY, 40517
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erich owns Cornerstone Wealth Management, offering insurance, Medicare/Medicaid planning, and other services, dedicating nearly full-time hours. He is also an insurance agent for Paradigm Financial, providing various insurance products, and owns Castillo and Associates, LLC, dedicating full-time hours to securities business.
Employment History
Current Registrations
Southland Equity Partners, LLC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Eric TaylorSouthland Equity Partners, LLC.
- Christopher Saccomanno, CFPMercer Global Advisors INC.
- Keely Rock, ChFCAtlanta Consulting Group Advisors, LLC
- Catherine Salsman, CFPParagon Private Wealth Management LLC
- Charles Hill, CFPAdvice and Planning Services
- Matthew Rose, CFPMcf Advisors, LLC