Erich Castillo
Erich Castillo is a ChFC-designated registered investment advisor at Southland Equity Partners, LLC., based in Lexington, KY, with 28 years of industry experience. Erich operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,696 clients with $790M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Southland Equity Partners offers investment management services on a fee-only basis. The fee is based on the market value of your investments at the end of the previous quarter. The fee may be paid by direct withdrawal from your account or by check or credit card. Transaction fees may be included in your advisory fee, or paid separately by you or Southland Equity Partners. You will also pay internal fees charged by mutual funds or exchange traded funds.
Location
3620 Walden Drive, Suite 201, Lexington, KY, 40517
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erich owns Cornerstone Wealth Management, offering insurance, Medicare/Medicaid planning, and other services, dedicating nearly full-time hours. He is also an insurance agent for Paradigm Financial, providing various insurance products, and owns Castillo and Associates, LLC, dedicating full-time hours to securities business.
Employment History
Current Registrations
Southland Equity Partners, LLC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.