Patricia Dailey is a registered investment advisor at LPL Financial LLC, based in Peru, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Peru, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patricia is a certified fitness trainer and sports nutrition sole proprietor since 2010. This home-based business takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameritas Investment Company, LLCBroker
Ameritas Advisory Services, LLC
PFS Investments INC.Broker
Primerica Advisors
Brookstone Capital Management LLC
Primerica Advisors
PFS Investments INC.Broker
Horace Mann Investors, INC.
Horace Mann Investors, INC.Broker
Regal Investment Advisors LLC
Regulus Advisors, LLCBroker
J.P. Morgan Securities LLCBroker
Bates Securities, INC.Broker
Scottrade, INC.Broker
Amcore Investment Services, INCBroker
Metlife Securities INC.
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Country Trust Bank
Country Capital Management CompanyBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
First Union Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.