Mark Humphreys is a registered investment advisor at Lig Capital Management, LLC, based in Oklahoma City, OK, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 283 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LIG Capital Management offers investment management services for the Target Stock Strategy, ETF Allocation Program, and Core Discretionary Program. Fees are based on a percentage of the assets managed in your account. The custodian may also charge a fee per trade. Account minimums are negotiable.
Location
3503 N.W. 63rd Street, Suite 100, Oklahoma City, OK, 73116-2203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is the president of Mark Humphreys & Associates, an S-Corp, and a manager at Peninsula Energy Logistics, an oil and gas pipeline transportation and logistics company. He dedicates minimal time to each of these roles.
Employment History
Current Registrations
Lig Capital Management, LLC
Previous Registrations
Compass Wealth Management, LLC
Phillips Capital Advisors, INC.
Prudential Securities Incorporated
State Registrations2 states
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