Stephanie Hughes is a registered investment advisor at Morgan Stanley, based in Louisville, KY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4969 US Highway 42, Suite 1200, Louisville, KY, 40222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2014 - Present · 12 yrs
Morgan Stanley
May 2014 - Present · 12 yrs
Previous Registrations
UBS Financial Services INC.
June 2009 - May 2014 · 4 yrs 11 mos
UBS Financial Services INC.Broker
May 2005 - May 2014 · 9 yrs
UBS Financial Services INC.
January 2004 - October 2004 · 9 mos
UBS Financial Services INC.Broker
February 2001 - October 2004 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1999 - August 2000 · 1 yr 7 mos
State Registrations35 states
ALARAZCACOFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNMNVNYOHOKPASCTNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.