Stephen Grimes
Stephen Grimes is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Newport Beach, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
500 Newport Center Dr, Ci Relationship Management, Newport Beach, CA, 92660
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Regulatory History (1)
Customer Dispute
November 2008Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Scottrade Investment Management
Scottrade, INC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Fidelity Brokerage Services LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
The Geneva Companies INC.Broker
Salomon Smith Barney INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.