Paul Broughton
Paul Broughton is a registered investment advisor at The Broughton Investment Group, INC., based in Houston, TX, with 20 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 5 more. Their firm serves 54 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M - $5.0M | 0.65% |
| $5M+ | 0.55% |
Rates represent the maximum fee schedule for retirement plan assets. Assets held at third-party custodians have a separate maximum schedule ranging from 1.50% to 2.50%. All asset-based fees are negotiable.
Fee Estimator
Location
3730 Kirby Drive, Suite 600, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul owns a minority interest in a marine supply business, a 100% interest in the restaurant Cantina Laredo, and a 51% interest in PADNA Land Management, a real estate investment company. He spends minimal time on each of these ventures.
Employment History
Current Registrations
The Broughton Investment Group, INC.
Previous Registrations
Genworth Financial Advisers Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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