The Broughton Investment Group provides personalized investment management, financial planning, and educational workshops for individuals, high-net-worth clients, and small businesses. The firm builds customized portfolios using stocks, bonds, mutual funds, exchange-traded funds, and other securities based on each client's specific goals, income needs, and risk tolerance. Operating on a fee-only basis without third-party commissions, The Broughton Investment Group manages assets with discretionary authority, meaning the firm makes day-to-day trading decisions on behalf of clients. The firm also offers comprehensive financial planning covering tax, insurance, retirement, and estate planning, alongside fixed-fee or hourly consulting services for specific client needs.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M - $5.0M | 0.65% |
| $5M+ | 0.55% |
Rates represent the maximum fee schedule for retirement plan assets. Assets held at third-party custodians have a separate maximum schedule ranging from 1.50% to 2.50%. All asset-based fees are negotiable.