Michael Bergines is a registered investment advisor at Prospero Wealth, LLC, based in San Jose, CA, with 3 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 85 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Clients who are participating in the Momentum Technical Trading service may be billed an additional 0.25% annual licensing fee. For “Advised 401(k)” plans, assets are charged an annual flat fee of 0.50%.
Fee Estimator
Location
San Jose, CA
Get directionsHistory
Regulatory History (2)
Regulatory
August 2011Employment Separation After Allegations
March 1999Employment History
Current Registrations
Prospero Wealth, LLC
Previous Registrations
Copilot Financial
Salomon Smith Barney INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.