Rory Collins is a CFP-designated registered investment advisor, based in New York, NY, with 28 years of industry experience.
Location
825 Third Avenue, Suite 1750, New York, NY, 10022-9525
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rory is the Director of Compliance at Gotham Asset Management LLC, dedicating full-time hours to this role. Rory also owns a rental property, but spends minimal time on it.
Employment History
Current Registrations
Foreside Funds Distributors LLCBroker
December 2013 - Present · 12 yrs 5 mos
Foreside Funds Distributors LLC
December 2013 - Present · 12 yrs 5 mos
Gotham Asset Management, LLC
March 2009 - Present · 17 yrs 2 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2007 - November 2008 · 1 yr 7 mos
Tiaa-Cref Advice and Planning Services
April 2007 - November 2008 · 1 yr 7 mos
Strategic Advisers, INC.
July 2005 - March 2007 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
July 2003 - March 2007 · 3 yrs 8 mos
Harris Investor Services LLCBroker
September 1997 - July 2003 · 5 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.