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BH
BH
Bruce V Horng
Navy Federal Investment Services, LLC
13 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
Navy Federal Investment Services, LLC
Compensation
Fee-Only (AUM)
Firm Size
137 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B
Fee Structure
Minimum Investment:
$50K
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Location
5140 Windward Parkway, Alpharetta, GA, 30004
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Customer Dispute
November 2020
Denied
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How to Read Disclosures
Employment History
Current Registrations
Navy Federal Investment Services, LLC
August 2024 - Present · 1 yr 6 mos
Navy Federal Investment Services, LLC
July 2024 - Present · 1 yr 7 mos
Navy Federal Investment Services, LLC
Broker
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Prudential Financial Planning Services
December 2014 - July 2024 · 9 yrs 7 mos
Pruco Securities, LLC.
Broker
May 2014 - July 2024 · 10 yrs 2 mos
Hartford Securities Distribution Company, INC.
Broker
June 2008 - June 2009 · 1 yr
Ameriprise Financial Services, INC.
Broker
January 2008 - April 2008 · 3 mos
Andover Brokerage, L.L.C.
Broker
August 2001 - February 2002 · 6 mos
Dean Witter Reynolds INC.
Broker
October 2000 - January 2001 · 3 mos
State Registrations
6 states
AL
FL
GA
MA
NC
NM
Advisor
Broker
Both
Exams
No exam information available for this advisor.