MB
MB
Marc Barton is a registered investment advisor, based in Boca Raton, FL, with 28 years of industry experience.
Location
1200 North Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (4)
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Regulatory
January 2025Final
Regulatory
August 2024Final
Employment Separation After Allegations
August 2022Customer Dispute
February 2010Settled
Other Business ActivitiesSells Insurance
Marc is an insurance agent selling fixed insurance since 2018, dedicating a few hours per week. He is also involved in real estate as a mortgage/real estate services provider, a realtor, and an investor in a home building project.
Employment History
Current Registrations
Newbridge Securities Corporation
September 2022 - Present · 3 yrs 10 mos
Nfsg Corporation
September 2022 - Present · 3 yrs 10 mos
Newbridge Securities CorporationBroker
September 2022 - Present · 3 yrs 10 mos
Previous Registrations
LPL Financial LLC
May 2017 - September 2022 · 5 yrs 4 mos
LPL Financial LLCBroker
May 2017 - September 2022 · 5 yrs 4 mos
Cetera Advisors LLCBroker
October 2013 - May 2017 · 3 yrs 7 mos
Cetera Advisors LLC
October 2013 - May 2017 · 3 yrs 7 mos
Investors Capital CORP.Broker
November 2010 - October 2013 · 2 yrs 11 mos
Investors Capital Advisory
November 2010 - October 2013 · 2 yrs 11 mos
LPL Financial CorporationBroker
February 2008 - November 2010 · 2 yrs 9 mos
LPL Financial Corporation
February 2008 - November 2010 · 2 yrs 9 mos
Linker Financial Group, INC.
April 2004 - January 2010 · 5 yrs 9 mos
Jefferson Pilot Securities CorporationBroker
January 2004 - February 2008 · 4 yrs 1 mo
Jefferson Pilot Securities CORP
January 2004 - April 2004 · 3 mos
Wachovia Securities, LLC
July 2003 - January 2004 · 6 mos
Wachovia Securities, LLCBroker
July 2003 - January 2004 · 6 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Painewebber IncorporatedBroker
September 1997 - January 2001 · 3 yrs 4 mos
State Registrations4 states
CAMDNVNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.