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Bradley Gramm

24 Years of Experience
Glen Allen, VA
3 DisclosuresBroker

Bradley Gramm is a registered investment advisor at MML Investors Services, LLC, based in Glen Allen, VA, with 24 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

East Shore 1, 100 Eastshore Drive, Suite 300, Glen Allen, VA, 23059

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2013
Settled
Customer Dispute
April 2013
Denied
Criminal
May 1993
Final Disposition
Other Business Activities

Bradley is an investor in Gramm Ventures LLC, a real estate business, since 2022. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
December 2014 - Present · 11 yrs 5 mos
MML Investors Services, LLCBroker
February 2005 - Present · 21 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
July 2007 - November 2014 · 7 yrs 4 mos
Prudential Financial Planning Services
November 2004 - January 2005 · 2 mos
Pruco Securities, LLC.Broker
July 2004 - January 2005 · 6 mos
Signator Investors, INC.Broker
February 1998 - June 2000 · 2 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradley Gramm - Financial Advisor | TrueAdvisor