Ivan Mattox
Ivan Mattox is a registered investment advisor at MML Investors Services, LLC, based in Glen Allen, VA, with 22 years of industry experience. Ivan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
East Shore 1, 100 Eastshore Drive, Suite 300, Glen Allen, VA, 23059
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
May 2024Financial
May 2019Financial
December 2016Financial
April 2016Judgment / Lien
January 2015Other Business Activities
Ivan is the President and Owner of Mattox Contracting Inc, a general contracting business, since June 2024. He dedicates about a quarter of his time to oversight of the business, primarily on weekends.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Secure Investment Management, LLC
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
AXA Advisors, LLCBroker
AXA Advisors, LLC
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Nationwide Securities, LLC
Nationwide Securities, LLCBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
On Investment Management CO
The O.N. Equity Sales CompanyBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.