Charles Strickler is a registered investment advisor, based in San Francisco, CA, with 28 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold.
Location
44 Montgomery Street, Suite 610, San Francisco, CA, 94104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is involved in several business activities, including owning a car wash, a pizza restaurant, rental properties, and real estate assets in Belgium. He also works full-time as Head of Wealth Management for SEQUENT Real Estate Wealth Management and as an Investment Advisor Representative for Concorde Asset Management.
Employment History
Current Registrations
Concorde Investment Services, LLCBroker
Concorde Asset Management, LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Lehman Brothers INC.
Lehman Brothers INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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