Brian Mungovan is a registered investment advisor, based in Greenwood Village, CO, with 24 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
September 2023 - Present · 3 yrs
Empower Advisory Group, LLC
September 2023 - Present · 3 yrs
Empower Financial Services, INC.Broker
September 2023 - Present · 3 yrs
Previous Registrations
Transamerica Investors Securities CorporationBroker
October 2018 - April 2023 · 4 yrs 6 mos
Transamerica Retirement Advisors, LLC
September 2018 - April 2023 · 4 yrs 7 mos
Advice and Planning Services
April 2007 - November 2016 · 9 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2004 - November 2016 · 12 yrs 2 mos
Metlife Securities INC.Broker
December 2003 - September 2004 · 9 mos
Metropolitan Life Insurance CompanyBroker
December 2003 - September 2004 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1997 - December 2002 · 5 yrs
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.