DS
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David Semersky
28 Years of Experience
Jonesborough, TN
4 DisclosuresBroker
David Semersky is a registered investment advisor at Cetera Investment Advisers LLC, based in Jonesborough, TN, with 28 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
555 Sand Valley Rd, Jonesborough, TN, 37659
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Regulatory History (4)
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Customer Dispute
April 2011Settled
Customer Dispute
March 2011Settled
Customer Dispute
November 2004Settled
Customer Dispute
April 2004Denied
Other Business Activities
David operates as a wealth advisor under the DBA Ergawealth Advisors, focusing on financial planning and investments. This activity is investment-related and takes nearly full-time hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
October 2012 - March 2024 · 11 yrs 5 mos
Ameriprise Financial Services, INC.
December 2009 - November 2012 · 2 yrs 11 mos
Ameriprise Financial Services, INC.Broker
October 2009 - November 2012 · 3 yrs 1 mo
Ameriprise Advisor Services, INC.Broker
May 2008 - October 2009 · 1 yr 5 mos
Multi-Financial Securities Corporation
January 2004 - May 2008 · 4 yrs 4 mos
Multi-Financial Securities CorporationBroker
January 2004 - May 2008 · 4 yrs 4 mos
UBS Financial Services INC.
December 2001 - February 2004 · 2 yrs 2 mos
UBS Financial Services INC.Broker
November 2001 - February 2004 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
September 1999 - December 2001 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
October 1997 - October 1999 · 2 yrs
State Registrations2 states
ILTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.