Lee Korn is a registered investment advisor, based in Jericho, NY, with 28 years of industry experience. Lee is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2 Jericho Plaza, Suite 208, Jericho, NY, 11753
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Regulatory History (1)
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Customer Dispute
September 2004Denied
Other Business ActivitiesSells Insurance
Lee is a founding partner at Opal Wealth Advisors, a registered investment advisor, dedicating full-time hours to this role. He also works as an insurance agent at Wentworth Financial Partners, spending minimal time on the sale of insurance products, and is a board member at Garden City Jewish Center, attending monthly meetings.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
January 2019 - Present · 7 yrs 9 mos
Opal Wealth Advisors, LLC
January 2019 - Present · 7 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
Morgan Stanley
October 2009 - January 2019 · 9 yrs 3 mos
Morgan StanleyBroker
October 2009 - January 2019 · 9 yrs 3 mos
Citigroup Global Markets INC.Broker
May 2007 - November 2009 · 2 yrs 6 mos
Citigroup Global Markets INC.
May 2007 - November 2009 · 2 yrs 6 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
June 1999 - May 2007 · 7 yrs 11 mos
Edward D. Jones & CO., L.P.Broker
October 1997 - June 1999 · 1 yr 8 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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