William Jones is a ChFC-designated registered investment advisor at Procyon, based in Shelton, CT, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,444 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $20.0M | 0.65% |
| $20.0M - $50.0M | 0.55% |
| $50.0M - $100.0M | 0.45% |
| $100M+ | Included |
Fees may be negotiable for accounts over $100,000,000. Certain Clients who joined the Advisor through acquisitions may continue to be charged fees under their legacy fee schedules.
Fee Estimator
Location
1 Corporate Drive, Suite 225, Shelton, CT, 06484
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2016Criminal
March 2012Regulatory
October 2010Regulatory
February 2010Customer Dispute
May 2004Other Business ActivitiesSells Insurance
William is the owner/member of Colston Financial Planning LLC, an Investment Advisor Representative with Oliver LaGore VanValin Investment Group, and a solicitor for Walker Insurance Agency/Walker Agency of MI. He also owns/manages rental properties and spends minimal time on this activity.
Employment History
Current Registrations
Procyon
Previous Registrations
Ae Financial Services, LLCBroker
Oliver Lagore Vanvalin Investment Group, INC.
Spc
Sigma Financial CorporationBroker
Founders Financial Securities, LLC
Founders Financial Securities LLCBroker
Cambridge Investment Research, INC.Broker
LPL Financial CorporationBroker
Nylife Securities LLCBroker
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.