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Louis Grimaldi

Wells Fargo Advisors
28 Years of Experience
Boston, MA
1 DisclosureBroker
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Louis Grimaldi is a registered investment advisor at Wells Fargo Advisors, based in Boston, MA, with 28 years of industry experience. Louis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

125 High St, Ste 1359A, Boston, MA, 02110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
October 2013 - Present · 13 yrs
Wells Fargo Clearing Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2000 - December 2008 · 8 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
February 1998 - December 2000 · 2 yrs 10 mos
State Registrations18 states
CACOCTFLGAILMAMINCNHNJNYPARITXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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