Benjamin Fernandez
Benjamin Fernandez is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Chicago, IL, with 18 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
Chicago, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
BMO Harris Financial Advisors, INC.Broker
Assetmark Brokerage, LLCBroker
Capital Brokerage CorporationBroker
PNC InvestmentsBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
TD Waterhouse Investor Services, INC.Broker
State Registrations1 state
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