SP
CFP
SP
CFP
Sheena Pauley
11 Years of Experience
Cleveland, OH
1 Disclosure
Sheena Pauley is a CFP-designated registered investment advisor at Mai Capital Management, LLC, based in Cleveland, OH, with 11 years of industry experience. Sheena operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 12,787 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
295 advisors
Number of Clients
12,787 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$29.6B
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6050 Oak Tree Blvd., Suite 500, Cleveland, OH, 44131
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2003Settled
Employment History
Current Registrations
Mai Capital Management, LLC
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
PNC Investments
October 2012 - October 2013 · 1 yr
U.S. Bancorp Investments, INC.
February 2006 - July 2007 · 1 yr 5 mos
Fifth Third Securities, INC.
February 2005 - September 2005 · 7 mos
Morgan Stanley
November 1999 - August 2004 · 4 yrs 9 mos
State Registrations1 state
OH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.