DC
CFP
DC
CFP
Daniel Cummins
14 Years of Experience
Westlake, TX
3 DisclosuresBroker
Daniel Cummins is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 14 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (3)
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Regulatory
September 2016Final
Regulatory
April 2016Final
Regulatory
April 2015Final
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
January 2026 - Present · 4 mos
Schwab Wealth Advisory, INC.
January 2026 - Present · 4 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2011 - February 2018 · 7 yrs 1 mo
Wells Fargo Advisors, LLC
February 2009 - January 2011 · 1 yr 11 mos
Wells Fargo Advisors, LLCBroker
February 2009 - January 2011 · 1 yr 11 mos
Chase Investment Services CORP.
January 2007 - February 2009 · 2 yrs 1 mo
Chase Investment Services CORP.Broker
December 2006 - February 2009 · 2 yrs 2 mos
J.P. Morgan Securities INC.Broker
March 2006 - December 2006 · 9 mos
Chase Investment Services CORP.Broker
July 2005 - January 2006 · 6 mos
Banc One Securities CorporationBroker
December 2004 - July 2005 · 7 mos
Foresters Equity Services, INC.Broker
April 2003 - June 2003 · 2 mos
Fidelity Brokerage Services, INC.Broker
March 1998 - July 1999 · 1 yr 4 mos
Fidelity Investments Institutional Services Company, INC.Broker
September 1997 - December 1997 · 3 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDINKSKYLAMAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.