FG
CFA
FG
CFA

Frank Theodore Gardner

23 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
289 clients
Average Client Portfolio
$44.3M average
Assets Under Management
$12.8B

Fee Structure

Financial Planning:Investment management only
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Location

10000 Memorial Drive, Suite 650, Houston, TX, 77024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank is a Senior Portfolio Manager at Westwood Management Corp., an investment management firm, since November 2022. This is a full-time position.

Employment History
Current Registrations
Westwood Management CORP
May 2023 - Present · 2 yrs 9 mos
Salient Capital L.P.Broker
July 2011 - Present · 14 yrs 7 mos
Previous Registrations
Salient Capital Advisors, LLC
February 2011 - November 2022 · 11 yrs 9 mos
Telemus Investment Brokers, LLCBroker
July 2007 - July 2010 · 3 yrs
Raymond James & Associates, INC.Broker
May 2004 - June 2007 · 3 yrs 1 mo
UBS Financial Services INC.
January 2002 - May 2004 · 2 yrs 4 mos
UBS Financial Services INC.Broker
January 2002 - May 2004 · 2 yrs 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.