Frank Gardner is a CFA-designated registered investment advisor at Westwood Management CORP, based in Houston, TX, with 23 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 289 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Westwood Management Corp. charges a percentage of the assets they manage. Fees are negotiable and depend on the account size, complexity, and services requested. Minimum account sizes may be waived. Fees are typically billed quarterly in advance for separately managed accounts and monthly in arrears for pooled investments. Some clients may be invested in mutual funds or exchange traded funds, which assess additional fees.
Location
10000 Memorial Drive, Suite 650, Houston, TX, 77024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank is a Senior Portfolio Manager at Westwood Management Corp., an investment management firm, since November 2022. This is a full-time position.
Employment History
Current Registrations
Westwood Management CORP
Salient Capital L.P.Broker
Previous Registrations
Salient Capital Advisors, LLC
Telemus Investment Brokers, LLCBroker
Raymond James & Associates, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.