Seth Bassoff
Seth Bassoff is a registered investment advisor at Ameriprise Financial Services, LLC, based in North Fort Myers, FL, with 27 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
164 Pondella Rd, North Fort Myers, FL, 33903
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2019Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Seth is an independent insurance broker with VOYA since 2011, selling universal life insurance. Seth also owns My Tonbo, a bracelet purchasing and sales business, and is involved with MRB18, LLC and SRA Partners, LLC to manage practice operations, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Wall Street Financial Group, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.