RJ
RJ
Randal Jefferson
27 Years of Experience
Houston, TX
2 DisclosuresBroker
Randal Jefferson is a registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 27 years of industry experience. Randal is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
712 Main St, Floor 5, Houston, TX, 77002
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2007Denied
Customer Dispute
September 2003Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
November 2003 - October 2012 · 8 yrs 11 mos
Chase Investment Services CORP.
November 2003 - October 2012 · 8 yrs 11 mos
Wells Fargo Investments, LLC
December 2002 - November 2003 · 11 mos
Wells Fargo Investments, LLCBroker
December 2002 - November 2003 · 11 mos
Chase Investment Services CORP.
October 2000 - December 2002 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
October 2000 - December 2002 · 2 yrs 2 mos
Salomon Smith Barney INC.Broker
April 1998 - January 1999 · 9 mos
Sunamerica Securities, INC.Broker
October 1997 - April 1998 · 6 mos
State Registrations28 states
AKAZCACOFLGAIDILINKSLAMAMDMONCNDNJNMNYOHOKORPASCSDTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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