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Kenneth Alfonso

Edward Jones
18 Years of Experience
Katy, TX
2 DisclosuresBroker
View SEC Summary
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Kenneth Alfonso is a registered investment advisor at Edward Jones, based in Katy, TX, with 18 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24210 Westheimer Pkwy, Suite 500, Katy, TX, 77494-7322

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006
Settled
Customer Dispute
February 2006
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward JonesBroker
October 2020 - Present · 6 yrs
Edward Jones
October 2020 - Present · 6 yrs
Previous Registrations
Edward Jones
September 2013 - May 2019 · 5 yrs 8 mos
Edward JonesBroker
August 2013 - May 2019 · 5 yrs 9 mos
UBS Financial Services INC.Broker
March 2003 - February 2004 · 11 mos
UBS Financial Services INC.
March 2003 - February 2004 · 11 mos
Morgan Stanley
August 1998 - March 2003 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
October 1997 - March 2003 · 5 yrs 5 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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