Richard Gant is a registered investment advisor at LPL Financial LLC, based in Tavares, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1892 Burleigh Blvd, Tavares, FL, 32778
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard has a financial institution duty with CenterState Bank, N.A. / South State Bank since 2013. He also has DBAs for his LPL business, Center State Wealth Management and SouthState Investment Services, taking nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
Infinex Investments, INC.
Infinex Investments, INC.Broker
Colonial Asset Management INC
Colonial Brokerage, INC.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
TD Ameritrade, INC.
TD Waterhouse Investor Services, INC.
TD Ameritrade, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.