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Ginger Baker

27 Years of Experience
Dewitt, NY
BrokerSells Insurance

Ginger Baker is a registered investment advisor at Wells Fargo Advisors, based in Dewitt, NY, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5789 Widewaters Parkway Fl 1, [Office of Convenience], Dewitt, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ginger works as a financial advisor for Princeton Harriman Insurance Solutions, dedicating a few hours per week to insurance business. She is also an authorized person/Wells Fargo co-worker for BWCM LLC, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Wells Fargo Advisors
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
January 2022 - September 2023 · 1 yr 8 mos
Raymond James Financial Services Advisors, INC
January 2022 - September 2023 · 1 yr 8 mos
Wells Fargo Advisors Financial Network, LLC
April 2016 - January 2022 · 5 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2015 - January 2022 · 6 yrs 8 mos
Morgan Stanley
March 2010 - May 2015 · 5 yrs 2 mos
Morgan StanleyBroker
March 2010 - May 2015 · 5 yrs 2 mos
UBS Financial Services INC.Broker
March 2008 - March 2010 · 2 yrs
LPL Financial CorporationBroker
August 1998 - February 2008 · 9 yrs 6 mos
State Registrations23 states
AZCACODCFLGAHIILLAMAMDMINCNVNYOHPASCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.