Adam Rich is a registered investment advisor at Schlindwein Associates LLC, based in Dallas, TX, with 26 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 127 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Schlindwein Associates charges a quarterly fee based on the value of your portfolio. There is also a base fee. The annual rates are:
Standard Accounts
- Base Fee: $1,000
- First $1,000,000: 0.75%
- Over $1,000,000 to $5,000,000: 0.50%
- Over $5,000,000: 0.25%
Not-for-Profit Accounts
- Base Fee: $500
- First $1,000,000: 0.50%
- Over $1,000,000 to $5,000,000: 0.30%
- Over $5,000,000: 0.15%
Location
5910 North Central Expressway, Suite 770, Dallas, TX, 75206
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schlindwein Associates LLC
Previous Registrations
Sws Financial Services, INC.
Southwest Securities, INC.
Raa Wealth Management, LLC
Retirement Advisors of America
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.