AS
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Al Shahinpouri

28 Years of Experience
Chicago, IL
Broker

Al Shahinpouri is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

110 N Wacker Dr, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - Present · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - Present · 8 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
AXA Advisors, LLC
September 2016 - April 2018 · 1 yr 7 mos
AXA Advisors, LLCBroker
July 2016 - April 2018 · 1 yr 9 mos
Independent Financial Group, LLC
May 2014 - July 2016 · 2 yrs 2 mos
Independent Financial Group, LLCBroker
March 2014 - July 2016 · 2 yrs 4 mos
Fsc Securities CorporationBroker
August 2009 - March 2014 · 4 yrs 7 mos
Waterstone Financial Group, INC.Broker
January 2007 - August 2009 · 2 yrs 7 mos
Ameritas Investment CORP
August 2003 - December 2004 · 1 yr 4 mos
Ameritas Investment CORP.Broker
June 2002 - December 2006 · 4 yrs 6 mos
Washington Square Securities, INC.Broker
December 2001 - April 2002 · 4 mos
Prudential Securities IncorporatedBroker
November 1997 - December 2001 · 4 yrs 1 mo
State Registrations12 states
AZFLIAILINKYMIMNMONVTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Al Shahinpouri - Financial Advisor | TrueAdvisor