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CFP

Steven Miller

Steward Partners Investment Advisory, LLC
28 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
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Steven Miller is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Las Vegas, NV, with 28 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
478 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Las Vegas, NV

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2022
Denied
Customer Dispute
August 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is a 1/3 owner of Equity Stretch, LLC since 2012, dedicating minimal time. He also owns rental real estate property in a revocable trust since 1989, dedicating minimal time.

Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
June 2024 - Present · 2 yrs 4 mos
Steward Partners Investment Solutions, LLC
March 2023 - Present · 3 yrs 7 mos
Steward Partners Investment Solutions, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Steward Partners Investment Solutions, LLC
March 2023 - July 2024 · 1 yr 4 mos
UBS Financial Services INC.
December 2011 - March 2023 · 11 yrs 3 mos
UBS Financial Services INC.Broker
November 2011 - March 2023 · 11 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2011 · 2 yrs 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1998 - April 2007 · 8 yrs 8 mos
Morgan Stanley Dw INC.Broker
October 1997 - April 2007 · 9 yrs 6 mos
State Registrations21 states
AZCAFLGAHIIDMAMIMSNCNHNMNVNYOHORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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