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Jeanette Allan

28 Years of Experience
Houston, TX
2 DisclosuresBroker

Jeanette Allan is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 28 years of industry experience. Jeanette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1000 Louisiana St 7th Fl, [Pcg-9Q], Houston, TX, 77002

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Customer Dispute
May 2006
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2024 - Present · 2 yrs 4 mos
Wells Fargo Advisors
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
July 2021 - June 2024 · 2 yrs 11 mos
Ameriprise Financial Services, LLC
July 2021 - June 2024 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLC
October 2012 - July 2021 · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2012 - July 2021 · 8 yrs 9 mos
J.P. Morgan Securities LLC
October 2012 - October 2012 · 0 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2012 · 0 mos
Chase Investment Services CORP.
April 2005 - October 2012 · 7 yrs 6 mos
Chase Investment Services CORP.Broker
April 2003 - October 2012 · 9 yrs 6 mos
Tig Capital Securities CO.Broker
March 2000 - April 2003 · 3 yrs 1 mo
Dean Witter Reynolds INC.Broker
October 1997 - March 2000 · 2 yrs 5 mos
State Registrations8 states
CAFLLAMAMTNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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