William Nugent is a CFP-designated registered investment advisor at Monarch Plan Advisors, based in Sherman Oaks, CA, with 16 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 132 clients with $760M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Monarch Plan Advisors charges a fee based on a percentage of the plan's assets or a flat fee, depending on the size of the plan. The annual fee is generally up to 0.60% of the plan assets or a flat fee not exceeding $100,000. Fees are assessed in arrears, based on the market value of the assets or the average daily balance. Clients can terminate the agreement with 30 days' notice.
Location
Sherman Oaks, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William teaches financial planning courses at UCLA Extension, dedicating a few hours per week during the spring and fall semesters. He also works as a financial planner for Origin Financial and as a retirement education specialist for Monarch Plan Advisors, spending minimal time and a few hours per week, respectively, in these roles.
Employment History
Current Registrations
Monarch Plan Advisors
Convey Wealth LLC
Previous Registrations
Origin Investment Advisory LLC
Miracle Mile Advisors, LLC
The Mather Group, LLC
Mercer Global Advisors INC.
Strategic Advisers, INC.
Unionbanc Investment Services, LLC
Ameriprise Financial Services, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.