William Nugent is a CFP-designated registered investment advisor at Convey Wealth LLC, based in Burbank, CA, with 16 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 57 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees are negotiable for accounts over $10,000,000. Financial planning is included at no additional fee for investment management clients.
Fee Estimator
Location
4100 W. Alameda Ave, 300, Burbank, CA, 91505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William teaches financial planning courses at UCLA Extension, dedicating a few hours per week during the spring and fall semesters. He also works as a financial planner for Origin Financial and as a retirement education specialist for Monarch Plan Advisors, spending minimal time and a few hours per week, respectively, in these roles.
Employment History
Current Registrations
Convey Wealth LLC
Previous Registrations
Monarch Plan Advisors
Origin Investment Advisory LLC
Miracle Mile Advisors, LLC
The Mather Group, LLC
Mercer Global Advisors INC.
Strategic Advisers, INC.
Unionbanc Investment Services, LLC
Ameriprise Financial Services, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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