James Rosica is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
58 South Service Road, Suite 400, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a board member at Southward Ho Country Club since January 2024, spending minimal time outside of business hours in this role. This activity is recreation-related and not investment-related.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.Broker
David Lerner Associates, INC.Broker
State Registrations29 states
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