Laura Pope is a CFP-designated registered investment advisor, based in Hastings, MN, with 28 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Hastings, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Transamerica Investors Securities, LLCBroker
January 2014 - Present · 12 yrs 9 mos
Transamerica Retirement Advisors, LLC
January 2014 - Present · 12 yrs 9 mos
Transamerica Investors Securities, LLC
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
Transamerica Financial Advisors, INC.
July 2009 - December 2013 · 4 yrs 5 mos
Transamerica Financial Advisors, INCBroker
July 2009 - December 2013 · 4 yrs 5 mos
Investment Centers of America, INC.Broker
October 2003 - March 2009 · 5 yrs 5 mos
Citistreet Equities LLCBroker
August 2002 - October 2003 · 1 yr 2 mos
Investment Centers of America, INC.Broker
April 1999 - August 2002 · 3 yrs 4 mos
Fortis Investors, INC.Broker
December 1997 - March 1999 · 1 yr 3 mos
State Registrations4 states
ILMNNDOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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