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Giovanni Galbiati

28 Years of Experience
Peabody, MA
Broker

Giovanni Galbiati is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Peabody, MA, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Peabody, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Giovanni is an officer (Vice President) for Northfields United Soccer Club since 2021, dedicating a few hours per week to running the organization and coaching a team. He also co-owns RG Wealth Management Group LLC with Ray Forster to manage their practice's bills and payroll, spending a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services, INC.
June 2023 - Present · 2 yrs 11 mos
Raymond James Financial Services, INC.Broker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
August 2011 - June 2023 · 11 yrs 10 mos
UBS Financial Services INC.Broker
August 2011 - June 2023 · 11 yrs 10 mos
Raymond James Financial Services Advisors, INC
January 2009 - August 2011 · 2 yrs 7 mos
Raymond James Financial Services
October 2007 - January 2009 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
May 2007 - August 2011 · 4 yrs 3 mos
Morgan Stanley & CO., Incorporated
April 2007 - May 2007 · 1 mo
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley Dw INC.Broker
August 2000 - April 2007 · 6 yrs 8 mos
Tucker Anthony IncorporatedBroker
November 1997 - August 2000 · 2 yrs 9 mos
State Registrations19 states
AZCACOCTFLILMAMEMIMSNCNHNMNYOHRISCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Giovanni Galbiati - Financial Advisor | TrueAdvisor