Scott Hafeli is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, Pwm, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
UBS Financial Services INC.
October 2001 - May 2009 · 7 yrs 7 mos
UBS Financial Services INC.Broker
October 2001 - May 2009 · 7 yrs 7 mos
J.P. Morgan Securities INC.Broker
February 2000 - August 2001 · 1 yr 6 mos
Hambrecht & Quist LLCBroker
January 2000 - February 2000 · 1 mo
Cibc World Markets CORP.Broker
November 1999 - January 2000 · 2 mos
Fidelity Brokerage Services, INC.Broker
November 1997 - November 1999 · 2 yrs
State Registrations40 states
ALAZCACOCTDCDEFLGAHIIDILINKSMAMDMEMNMOMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.