George Howard
George Howard is a registered investment advisor at Centaurus Financial, INC., based in Germantown, TN, with 28 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
1926 Exeter Road, Germantown, TN, 38138
Get directionsHistory
Regulatory History (6)
Customer Dispute
July 2024Customer Dispute
October 2022Customer Dispute
June 2022Customer Dispute
December 2011Customer Dispute
March 2011Customer Dispute
August 2005Other Business ActivitiesSells Insurance
George is a part owner of NJH Inc., a bulk ice machine and ice vending business, spending minimal time on maintenance. He also operates under the DBA Asset Advisory Group as an IAR, RR, and L&H agent.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
Delta Global Asset Management
Delta Equity Services CorporationBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.