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George Howard

Centaurus Financial, INC.
28 Years of Experience
Germantown, TN
6 DisclosuresBrokerSells Insurance
View SEC Summary
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George Howard is a registered investment advisor at Centaurus Financial, INC., based in Germantown, TN, with 28 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1926 Exeter Road, Germantown, TN, 38138

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
Customer Dispute
October 2022
Settled
Customer Dispute
June 2022
Settled
Customer Dispute
December 2011
Settled
Customer Dispute
March 2011
Denied
Customer Dispute
August 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George is a part owner of NJH Inc., a bulk ice machine and ice vending business, spending minimal time on maintenance. He also operates under the DBA Asset Advisory Group as an IAR, RR, and L&H agent.

Employment History
Current Registrations
Centaurus Financial, INC.
May 2018 - Present · 8 yrs 5 mos
Centaurus Financial, INC.Broker
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Bfc Planning, INC.
September 2015 - May 2018 · 2 yrs 8 mos
Berthel, Fisher & Company Financial Services, INC.Broker
September 2015 - May 2018 · 2 yrs 8 mos
J.P. Turner & Company, L.L.C.Broker
December 2009 - September 2015 · 5 yrs 9 mos
J P Turner & Company Capital Management, LLC
December 2009 - September 2015 · 5 yrs 9 mos
Delta Global Asset Management
May 2007 - January 2010 · 2 yrs 8 mos
Delta Equity Services CorporationBroker
August 2005 - December 2009 · 4 yrs 4 mos
Wachovia Securities, LLC
July 2003 - August 2005 · 2 yrs 1 mo
Wachovia Securities, LLCBroker
July 2003 - August 2005 · 2 yrs 1 mo
Prudential Securities Incorporated
March 2001 - July 2003 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
March 2001 - July 2003 · 2 yrs 4 mos
Salomon Smith Barney INC.Broker
November 1997 - March 2001 · 3 yrs 4 mos
State Registrations9 states
ALARAZCOFLGAMSNCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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