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Christopher Zink

UBS Financial Services INC.
28 Years of Experience
New Orleans, LA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Christopher Zink is a registered investment advisor at UBS Financial Services INC., based in New Orleans, LA, with 28 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

909 Poydras Street, Suite 2900, New Orleans, LA, 70112

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
Criminal
June 2008
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
May 2010 - Present · 16 yrs 5 mos
UBS Financial Services INC.Broker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.Broker
December 2005 - April 2009 · 3 yrs 4 mos
Chase Investment Services CORP.
July 2005 - December 2005 · 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2005 · 5 mos
Banc One Securities Corporation
March 2000 - July 2005 · 5 yrs 4 mos
Banc One Securities CorporationBroker
August 1998 - July 2005 · 6 yrs 11 mos
Marquis Investments, L.L.C.Broker
November 1997 - August 1998 · 9 mos
State Registrations32 states
ALARAZCACODCFLGAINKYLAMAMDMIMNMOMSNCNHNVNYOHOKPASCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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