KW
KW

Kingston Wong

26 Years of Experience
Birmingham, AL
BrokerSells Insurance

Kingston Wong is a registered investment advisor, based in Birmingham, AL, with 26 years of industry experience.

Location

2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kingston is a trustee for the local Palos Verdes Library District, dedicating a few hours per week to this unpaid volunteer role. Kingston also works as an independent insurance agent selling life insurance, dedicating about 10-20% of their time to this.

Employment History
Current Registrations
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 5 mos
Stonex Advisors INC.
December 2019 - Present · 6 yrs 5 mos
Previous Registrations
Quest Capital Strategies, INC.
October 2018 - December 2019 · 1 yr 2 mos
Quest Capital Strategies, INC.Broker
October 2018 - December 2019 · 1 yr 2 mos
Foresters Equity Services, INC.Broker
January 2016 - October 2018 · 2 yrs 9 mos
Foresters Equity Services, INC.
January 2016 - October 2018 · 2 yrs 9 mos
Parkland Securities, LLCBroker
September 2013 - November 2015 · 2 yrs 2 mos
Spc
September 2013 - November 2015 · 2 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - August 2013 · 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2013 · 10 mos
Chase Investment Services CORP.
January 2010 - October 2012 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
January 2010 - October 2012 · 2 yrs 9 mos
Farmers Financial Solutions, LLCBroker
February 2007 - February 2009 · 2 yrs
Wm Financial Services, INC.
January 2003 - January 2007 · 4 yrs
Wm Financial Services, INC.Broker
January 2003 - January 2007 · 4 yrs
Farmers Financial Solutions, LLCBroker
October 2001 - December 2002 · 1 yr 2 mos
Atlas Securities, INC.Broker
January 2001 - August 2001 · 7 mos
Metlife Securities INC.Broker
February 1999 - January 2001 · 1 yr 11 mos
Metropolitan Life Insurance CompanyBroker
February 1999 - January 2001 · 1 yr 11 mos
H.D. Vest Investment Securities, INC.Broker
September 1998 - January 1999 · 4 mos
Pruco Securities CorporationBroker
November 1997 - June 1998 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kingston Wong - Financial Advisor | TrueAdvisor