Kumi Ichikawa
Kumi Ichikawa is a registered investment advisor at Golden Eagle Capital Advisors, INC., based in New York, NY, with 15 years of industry experience. Kumi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 29 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Golden Eagle Capital Advisors offers both discretionary and non-discretionary investment management.
Discretionary Managed Portfolios: Fees are based on the investment objective chosen:
- Fixed Income: 1.00% plus 20% of performance above benchmark
- Income Oriented: 1.25% plus 20% of performance above benchmark
- Balanced: 1.50% plus 20% of performance above benchmark
- Capital Gains Oriented: 1.75% plus 20% of performance above benchmark
- Equities: 2.00% plus 20% of performance above benchmark
Non-Discretionary Managed Portfolios: Fees are based on the value of your account:
- First $500,000: 1.00%
- Over $500,000: 0.80%
Clients are billed quarterly, with rates ranging from 0.15% to 2%.
Location
New York, NY
Get directionsHistory
Regulatory History (2)
Regulatory
October 2017Employment Separation After Allegations
April 2016Other Business ActivitiesSells Insurance
Kumi is a health insurance agent for Kure Grinding Wheel America, reviewing the company's medical and dental insurance annually, dedicating minimal time. Commissions are paid by United Healthcare.
Employment History
Current Registrations
Golden Eagle Capital Advisors, INC.
Previous Registrations
Pruco Securities, LLC.Broker
Citigroup Global Markets INC.Broker
Salomon Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.