Roger Welshans is a registered investment advisor, based in Missoula, MT, with 28 years of industry experience.
Location
6125 Marias Street, Missoula, MT, 59803
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is a senior partner at Cornerstone Financial Services, focusing on insurance and annuity sales. This activity takes nearly all of Roger's time.
Employment History
Current Registrations
Corecap Investments, LLCBroker
June 2016 - Present · 10 yrs 3 mos
Corecap Advisors
June 2016 - Present · 10 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLC
October 2008 - June 2016 · 7 yrs 8 mos
RBC Capital Markets, LLCBroker
October 2008 - June 2016 · 7 yrs 8 mos
Citigroup Global Markets INC.
July 2005 - November 2008 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
April 2005 - November 2008 · 3 yrs 7 mos
UBS Financial Services INC.Broker
December 1997 - May 2005 · 7 yrs 5 mos
State Registrations14 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.