KH
KH

Kenneth Hughie

27 Years of Experience
Portland, OR
3 DisclosuresBroker

Kenneth Hughie is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Portland, OR, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

805 SW Broadway, Suite 2700, Portland, OR, 97205

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Settled
Customer Dispute
October 2003
Settled
Customer Dispute
February 2003
Settled
Other Business Activities

Kenneth works as a wealth advisor for Columbia Wealth Advisors and Umpqua Bank. He dedicates about a quarter to half of his time to Columbia Wealth Advisors and over half his time to Umpqua Bank.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2023 - Present · 2 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2023 - Present · 2 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
May 2020 - October 2023 · 3 yrs 5 mos
Cetera Investment Services LLCBroker
May 2020 - October 2023 · 3 yrs 5 mos
Key Investment Services LLC
April 2012 - May 2020 · 8 yrs 1 mo
Key Investment Services LLCBroker
January 2006 - May 2020 · 14 yrs 4 mos
Mcdonald Investments INC.Broker
April 2004 - December 2005 · 1 yr 8 mos
UBS Financial Services INC.Broker
March 2001 - December 2003 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - April 2001 · 3 yrs 3 mos
State Registrations19 states
AKALAZCACODEFLGAIDMIMNMOMTNENVNYOHORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.