Catherine Mendoza
Catherine Mendoza is a registered investment advisor at Virtue Capital Management, LLC, based in Dublin, CA, with 10 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 5,770 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.95% |
Asset-based management fees generally range up to 1.95% per year based on the platform rate selected by the investment adviser representative.
Fee Estimator
Location
11501 Dublin Blvd., Suite 200, Dublin, CA, 94568
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is an insurance professional at CM Financial Strategies, selling life, health, and disability insurance, dedicating nearly full-time hours to this role. She also owns CMF Financial Accounting & Bookkeeping and is a director at CM Financial Capital Solutions, spending about 10-20% of her time and about a quarter of her time, respectively, on these activities.
Employment History
Current Registrations
Virtue Capital Management, LLC
Previous Registrations
Horter Investment Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Maria Smith, CFPJ.P. Morgan Securities LLC
- Deepesh Srivastava, CFALucerna Capital Management LLC
- Megan Rouse, CFPMegan Rouse Financial Planning
- Gerard Vanderzanden, ChFCHalo Investment Services, LLC
- Danielle Erlinger, CFPStrategic Advisers LLC
- Dalbir Gill, PFSKhalis Financial Advisors LLC